The application allows for Controls to be assessed on a regular basis, by capturing assessment records. These are shown at the bottom of the Risk Control maintenance screen. There you can add new assessments or edit existing records.
Working with Assessments
Details of the most recent assessment are shown in a separate box next to the Control entry form.
The box at the bottom shows the list of all assessment records on file for this Control.
Adding/Editing Assessments
Click on the + New button in the Control Assessments box to add a new Assessment or edit an existing record in the list.
Assessment Field Explanations
| Field | Comment |
| Name | The name will be generated by the system, to include a unique ID and the name of the related control (e.g. "Control Assessment ID 1010 for Control Financial Stability Checks") |
|
Assessment Date |
Date when assessed |
| Assessed By | System user entering the assessment |
| Control Design | Pick a value: Appropriate, Insufficient, Not Assessed |
| Control Effectiveness | Pick a value: Fully, Not Fully, Not Assessed |
| Notes | Misc. notes for this Control assessment |
Once saved, the details of the most recent assessment will be shown for the Risk Control in the Risk Control form and views.